-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MVv7M8DvxW6dAyMhmpXqIiTofJ6RIpFBmjILbnXQC6m5zaDdbJtV0emJQJTmuAQm y9di7QdP+IA+bdXY7yhHYw== 0000758004-98-000004.txt : 19980218 0000758004-98-000004.hdr.sgml : 19980218 ACCESSION NUMBER: 0000758004-98-000004 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-37354 FILM NUMBER: 98537449 BUSINESS ADDRESS: STREET 1: 122 EAST 1700 SOUTH CITY: PROVO STATE: UT ZIP: 84097 BUSINESS PHONE: 8012226600 MAIL ADDRESS: STREET 1: 122 E. 1700 S. CITY: PROVO STATE: UT ZIP: 84606 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 122 EAST 1700 SOUTH CITY: PROVO STATE: UT ZIP: 84097 BUSINESS PHONE: 8012226600 MAIL ADDRESS: STREET 1: 122 E. 1700 S. CITY: PROVO STATE: UT ZIP: 84606 SC 13G 1 UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0145 Washington, D.C. 20549 Expires: October 31, 1994 Estimated average burden SCHEDULE 13G hours per response 14.90 Under the Securities Exchange Act of 1934 (Amendment No. 2)* Centura Software Corporation - --------------------------------------------------------------------------- (Name of Issuer) Common Stock - ---------------------------------------------------------------------------- (Title of Class of Securities) 15640W103 - ---------------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with the statement. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class). (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 15640W103 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 87-0393339 Novell, Inc. - ---------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ___ (b) ___ - ---------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ---------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER 185,000 SHARES -------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER -0- OWNED BY -------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER 185,000 REPORTING --------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER -0- - ----------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 185,000 - ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ___ - ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1% - ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - ----------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13 G Item 1. (a) Name of Issuer: Centura Software Corporation (b) Address of Issuer's Principal Executive Office: 1060 Marsh Road Menlo Park, California 94025 Item 2. (a) Name of Person Filing: Novell, Inc. (b) Address of Principal Business Office: 122 East 1700 South, Provo, Utah 84606 (c) Citizenship: A Delaware Corporation (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 15640W103 Item 3. (a) If this statement is filed pursuant to Rules 13 d-1 (b) or 12 d-2 (b): Not applicable Item 4. Ownership The information furnished herein is as of 12/31/97 (a) Amount Beneficially Owned: 185,000 (b) Percent of Class: 1% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 185,000 (ii) shared power to vote or to direct the vote -0- (iii) sole power to dispose or to direct the disposition of 185,000 (iv) shared power to dispose or to direct the disposition of -0- Item 5. Ownership of Five Percent or Less of a Class Ownership of less than 5% due to sales of 872,500 shares from August through December 1997 at an average price of $1.92. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company Not applicable Item 8. Identification and Classification of Member of the Group Not applicable Item 9. Notice of Dissolution of Group Not applicable Item 10. Certification Not applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 10, 1998 Signature: _________________________________ Name/Title: Elizabeth A. De Paola, Assistant Corporate Secretary -----END PRIVACY-ENHANCED MESSAGE-----